You know the guidance…
🥷 You need to ensure that employees with substantial authority haven’t engaged in illegal activities or other behavior that flies in the face of an effective ethics and compliance program.
📑 You need to periodically communicate with them through training and other information sharing.
🔑 You (of course) need to communicate with all of your employees, but because these employees pose a higher risk, they are specifically called out in regulation around compliance programs.
So how can you comply with this guidance if you don’t know who they are?
Enter… Broadcat’s “who are high risk employees” graphic! Download our free guide to help answer your questions around who are—and are not—high risk employees.
This one’s on us. Join our mailing list and download it now for free!
